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Oregon IA Switch Resource Center

To aid in a smooth transition, we have compiled a list of frequently asked questions. These are updated as new information is received, so please check this site periodically.


The following securities examiners are available Monday through Friday, 8 am to 5 pm (PST) for telephone or in-person appointments to assist your firm with a smooth transition to state registration:

Diane Carney
503-947-7853
diane.e.carney@state.or.us

Terri Gorecki
503-947- 7479
terri.d.gorecki@state.or.us

Craig McCulloch
503-947-7476
craig.mcculloch@state.or.us

 

Additional resources are available at the North American Securities Administrators Association (NASAA) IA Switch Resource Center website.