Text Size:   A+ A- A   •   Text Only

Oregon IA Switch Resource Center

To aid in a smooth transition, we have compiled a list of frequently asked questions. These are updated as new information is received, so please check this site periodically.

The following securities examiners are available Monday through Friday, 8 am to 5 pm (PST) for telephone or in-person appointments to assist your firm with a smooth transition to state registration:

Diane Carney

Terri Gorecki
503-947- 7479

Craig McCulloch


Additional resources are available at the North American Securities Administrators Association (NASAA) IA Switch Resource Center website.